Compliance Officer

About Secure-Net FinTech

Secure-Net FinTech is a forward-thinking financial technology company based in Dammam, dedicated to delivering secure, innovative, and customer-centric financial solutions. As a leader in the FinTech industry, we are committed to upholding the highest standards of regulatory compliance, operational integrity, and ethical business practices. Our mission is to empower individuals and businesses with cutting-edge financial tools while ensuring full adherence to local and international compliance frameworks. To support our growth and maintain our reputation as a trusted financial partner, we are seeking a highly motivated and detail-oriented Compliance Officer to join our dynamic team.

Job Overview

The Compliance Officer will play a pivotal role in safeguarding Secure-Net FinTech’s operations by ensuring strict adherence to regulatory requirements, internal policies, and industry best practices. This position requires a proactive approach to identifying, assessing, and mitigating compliance risks while fostering a culture of accountability and transparency across the organization. The ideal candidate will possess a strong understanding of financial regulations, exceptional analytical skills, and the ability to communicate complex compliance matters effectively to stakeholders at all levels. If you are passionate about maintaining the highest standards of integrity in the FinTech sector and thrive in a fast-paced environment, we invite you to apply for this critical role.

Key Responsibilities

• Regulatory Compliance: Monitor and ensure compliance with local and international financial regulations, including anti-money laundering (AML), know your customer (KYC), and data protection laws. Stay updated on evolving regulatory changes and assess their impact on the company’s operations.
• Policy Development and Implementation: Develop, review, and update compliance policies, procedures, and guidelines to align with regulatory requirements and industry standards. Ensure these policies are effectively communicated and implemented across all departments.
• Risk Assessment and Management: Conduct regular risk assessments to identify potential compliance gaps or vulnerabilities. Collaborate with senior management to implement corrective actions and mitigate identified risks.
• Training and Awareness: Organize and deliver compliance training programs for employees to enhance their understanding of regulatory obligations and ethical standards. Foster a culture of compliance awareness throughout the organization.
• Reporting and Documentation: Prepare and submit accurate compliance reports to regulatory authorities and internal stakeholders. Maintain comprehensive records of compliance activities, audits, and investigations to demonstrate adherence to regulatory requirements.
• Audit and Inspection Support: Assist internal and external auditors during compliance audits and inspections. Provide necessary documentation and insights to ensure smooth audit processes and address any findings promptly.
• Whistleblowing and Incident Management: Oversee the whistleblowing program, investigate reported incidents, and ensure timely resolution in accordance with company policies and legal requirements. Implement measures to prevent future occurrences of non-compliance.
• Stakeholder Collaboration: Work closely with legal, risk management, and operational teams to integrate compliance considerations into business strategies and decision-making processes. Serve as a trusted advisor to senior leadership on compliance-related matters.

Qualifications and Skills

To excel in this role, candidates must meet the following qualifications and possess the following skills:

• Education: Bachelor’s degree in Finance, Accounting, Law, Business Administration, or a related field. A master’s degree or professional certification (e.g., Certified Compliance & Ethics Professional (CCEP), Certified Anti-Money Laundering Specialist (CAMS)) is highly desirable.
• Experience: Minimum of 5 years of experience in compliance, risk management, or a related field within the financial services or FinTech industry. Prior experience in a regulatory or supervisory role is a plus.
• Regulatory Knowledge: In-depth understanding of financial regulations, including AML, KYC, GDPR, and other relevant laws. Familiarity with Saudi Central Bank (SAMA) regulations and FinTech-specific compliance frameworks is advantageous.
• Analytical Skills: Strong analytical abilities to assess complex regulatory requirements and identify compliance risks. Proficiency in using compliance management software and data analysis tools.
• Communication Skills: Excellent verbal and written communication skills to articulate compliance policies, procedures, and findings clearly to diverse audiences. Ability to liaise effectively with regulatory authorities, senior management, and cross-functional teams.
• Attention to Detail: Meticulous attention to detail to ensure accuracy in compliance documentation, reporting, and audits. Ability to spot discrepancies and address them proactively.
• Ethical Judgment: Demonstrated integrity and ethical judgment in decision-making. Commitment to upholding the highest standards of professional conduct and corporate governance.

Why Join Secure-Net FinTech?

At Secure-Net FinTech, we offer a rewarding career opportunity in a dynamic and innovative environment. As a Compliance Officer, you will have the chance to make a meaningful impact by ensuring our operations remain compliant with ever-changing regulations while supporting the company’s growth and success. We provide a competitive salary, comprehensive benefits package, and opportunities for professional development. Join us and become part of a team that is shaping the future of financial technology in the region.